Courses 2024 - 2025

LAW A 517 Securities Regulation

Credits: 4

Federal regulation of the offer and sale of securities and the public offering process under the Securities Act of 1933; exemptions from federal registration; the reporting obligations of public companies under the Securities Exchange Act of 1934 and an examination of the impact of the Sarbanes-Oxley Act of 2002. Pre-requisite: A515 Business Organizations.

Winter, 4 Credit(s)

Course Sections and Instructors

Instructor(s)
Latimer, Matthew Show Detail Quarter Instructor Schedule - Days, Hour, Room) Sec SLN Type Grading Type Winter Latimer TTh 8:10-10:20 119 A 16514 JD B 16515 LLM C 16516 MJ D 16517 MJ-China Exam 03/17/25 8:30 AM Room assignments are not posted until 60 days before the start of the quarter and are subject to change without notice. Submit a Course Request: Section     A  B  C  D