Sample Syllabi

Course Categories

Courses 2020 - 2021

LAW A 517 Securities Regulation

Credits: 4

Federal regulation of the offer and sale of securities and the public offering process under the Securities Act of 1933; exemptions from federal registration; the reporting obligations of public companies under the Securities Exchange Act of 1934 and an examination of the impact of the Sarbanes-Oxley Act of 2002. Pre-requisite: A515 Business Organizations.

Winter, 4 Credit(s)

Course Sections and Instructors
Mark Beatty , James Parsons

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