Courses 2020 - 2021

LAW A 517 Securities Regulation

Credits: 4

Federal regulation of the offer and sale of securities and the public offering process under the Securities Act of 1933; exemptions from federal registration; the reporting obligations of public companies under the Securities Exchange Act of 1934 and an examination of the impact of the Sarbanes-Oxley Act of 2002. Pre-requisite: A515 Business Organizations.

Winter, 4 Credit(s)

Course Sections and Instructors

Instructor(s)
Beatty, Mark , Parsons, James Show Detail Quarter Instructor Schedule - Days, Hour, Room) Sec SLN Type Grading Type Winter Beatty Parsons MW 8:20-10:20 TBA A 16299 JD B 16300 LLM C 16301 MJ Exam 03/15/21 8:30 AM Room assignments are not posted until 60 days before the start of the quarter and are subject to change without notice.