Courses 2018 - 2019
LAW A 517
Securities Regulation
Credits:
4
Federal regulation of the offer and sale of securities and the public offering process under the Securities Act of 1933; exemptions from federal registration; the reporting obligations of public companies under the Securities Exchange Act of 1934 and an examination of the impact of the Sarbanes-Oxley Act of 2002. Pre-requisite: A515 Business Organizations.
Winter,
4 Credit(s)
Course Sections and Instructors
| Instructor(s) |
Mark Beatty
, James Parsons
| Quarter |
Instructor |
Schedule - Days, Hour, Room) |
Sec SLN Type |
Grading Type |
| Winter |
Beatty
Parsons
|
|
A 16269 JD
B 16270 LLM
C 22288 MJ
|
Exam
03/20/19
1:00 PM
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Room assignments are not posted until 60 days before the start of the quarter and are subject to change without notice.
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