Courses 2010 - 2011
LAW A 517 Securities Regulation
Federal regulation of the offer and sale of securities and the public offering process under the Securities Act of 1933; exemptions from federal registration; the reporting obligations of public companies under the Securities Exchange Act of 1934 and an examination of the impact of the Sarbanes-Oxley Act of 2002. Pre-requisite: A515 Business Organizations.
Course Sections and Instructors