UW School of Law > Students > Course Catalog > Course Description

Courses 2013 - 2014

LAW A517 Securities Regulation

Credits: 4


Federal regulation of the offer and sale of securities and the public offering process under the Securities Act of 1933; exemptions from federal registration; the reporting obligations of public companies under the Securities Exchange Act of 1934 and an examination of the impact of the Sarbanes-Oxley Act of 2002.

Spring, 4 Credit(s)

Course Sections and Instructors
Instructor(s)
Krug, Anita

Course Categories

  • Law, Business & Entrepreneurship
  • Business Organizations

Sample Syllabi

Cock - Spring 2008

O'Connor - Winter 2009


Last updated 7/6/2011 8:00:50 AM