Courses 2009 - 2010
LAW A517 Securities Regulation
Credits: 4
Federal regulation of the offer and sale of securities and the public offering process under the Securities Act of 1933; exemptions from federal registration; the reporting obligations of public companies under the Securities Exchange Act of 1934 and an examination of the impact of the Sarbanes-Oxley Act of 2002.
Winter,
4 Credit(s)
Course Sections and Instructors
| Instructor(s) |
O'Connor, Sean
| Quarter | Instructor | Schedule - Days, Hour, Room) | Sec SLN Type |
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| Winter |
O'Connor
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Room assignments are not posted until 30 days before the start of the quarter and are subject to change without notice.
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