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Courses 2009 - 2010

Law A517 Securities Regulation

Offered: [Winter]
Credits: 4

Federal regulation of the offer and sale of securities and the public offering process under the Securities Act of 1933; exemptions from federal registration; the reporting obligations of public companies under the Securities Exchange Act of 1934 and an examination of the impact of the Sarbanes-Oxley Act of 2002.